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ailine/backend/app/main_graph/nodes/rag_nodes.py

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"""
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RAG 检索节点模块
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包含RAG 检索置信度判断重检索等节点
"""
import time
import asyncio
from typing import Optional
from datetime import datetime
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from langchain_core.runnables.config import RunnableConfig
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from ...main_graph.state import MainGraphState, ErrorRecord, ErrorSeverity
from ...main_graph.utils.retry_utils import RAG_RETRY_CONFIG
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from backend.app.logger import info, debug
from ...model_services import get_small_llm_service
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from ._utils import dispatch_custom_event, make_react_event
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# 置信度阈值配置
RAG_CONFIDENCE_THRESHOLD = 0.6 # 低于此值认为检索不相关
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# 全局 pipeline 实例
_rag_pipeline = None
def _get_rag_pipeline():
"""获取 RAG Pipeline 实例"""
global _rag_pipeline
if _rag_pipeline is None:
from backend.app.rag.pipeline import RAGPipeline
_rag_pipeline = RAGPipeline(
num_queries=3,
rerank_top_n=5,
use_rerank=True,
return_parent_docs=True,
)
return _rag_pipeline
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def _get_rag_tool() -> Optional[callable]:
"""获取 RAG 工具"""
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from backend.app.main_graph.utils.rag_initializer import get_rag_tool
return get_rag_tool()
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# ========== RAG 检索核心逻辑 ==========
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async def _rag_retrieve_core(state: MainGraphState, pipeline) -> MainGraphState:
info(f"[RAG Core] _rag_retrieve_core 开始")
retrieval_query = state.user_query
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# 优先使用推理结果中的优化查询 - 从新的结构化字段获取
reasoning_result = state.react_reasoning.reasoning_result
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if reasoning_result and hasattr(reasoning_result, "retrieval_config"):
cfg = reasoning_result.retrieval_config
if cfg and cfg.retrieval_query:
retrieval_query = cfg.retrieval_query
info(f"[RAG Core] 使用检索查询: {retrieval_query[:50]}...")
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# 直接调用 pipeline 获取文档和上下文
info(f"[RAG Core] 调用 pipeline.aretrieve")
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documents = await pipeline.aretrieve(retrieval_query)
info(f"[RAG Core] pipeline.aretrieve 返回,得到 {len(documents)} 个文档")
info(f"[RAG Core] 调用 pipeline.format_context")
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rag_context = pipeline.format_context(documents)
info(f"[RAG Core] pipeline.format_context 返回")
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info(f"[RAG Core] 获取到 rag_context: {type(rag_context)}, 长度={len(rag_context) if rag_context else 0}")
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info(f"[RAG Core] 获取到 rag_docs: {len(documents)} 个文档")
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# 更新状态
state.rag_context = rag_context
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state.rag_docs = documents # 保存文档用于置信度评估
state.rag_retrieved = bool(documents) # 有文档才算检索成功
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state.rag_attempts = getattr(state, 'rag_attempts', 0) + 1
# 移除对 debug_info 的依赖,不再保存 rag_scores
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info(f"[RAG Core] _rag_retrieve_core 结束")
return state
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# ========== RAG 检索节点 ==========
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async def rag_retrieve_node(state: MainGraphState, config: Optional[RunnableConfig] = None) -> MainGraphState:
info(f"[RAG] rag_retrieve_node 开始")
state.current_phase = "rag_retrieving"
start_time = time.time()
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info(f"[RAG] 调用 _get_rag_pipeline")
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pipeline = _get_rag_pipeline()
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await dispatch_custom_event(
"react_reasoning",
make_react_event(state.reasoning_step, "rag_retrieve_start", 1.0, "开始执行 RAG 检索..."),
config
)
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try:
info(f"[RAG] 调用 _rag_retrieve_core")
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state = await _rag_retrieve_core(state, pipeline)
info(f"[RAG] _rag_retrieve_core 返回")
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# 评估置信度
info(f"[RAG] 调用 _evaluate_rag_confidence")
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confidence = await _evaluate_rag_confidence(state)
state.rag_confidence = confidence
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info(f"[RAG] 检索完成,置信度={confidence:.2f}RAG尝试次数={state.rag_attempts}")
state.reasoning_history.append({
"step": state.reasoning_step,
"action": "RETRIEVE_RAG",
"confidence": confidence,
"reasoning": f"RAG 检索完成,置信度={confidence:.2f}",
"timestamp": datetime.now().isoformat()
})
await dispatch_custom_event(
"react_reasoning",
make_react_event(state.reasoning_step, "rag_retrieve_complete", confidence,
f"RAG 检索完成,置信度={confidence:.2f}"),
config
)
except Exception as e:
info(f"[RAG] 检索失败: {e}", exc_info=True)
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state.rag_confidence = 0.0
state.rag_retrieved = False
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info(f"[RAG] rag_retrieve_node 结束")
return state
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async def _evaluate_rag_confidence(state: MainGraphState) -> float:
"""评估 RAG 检索结果置信度(综合向量相似度 + 重排分数 + 小模型判断)"""
query = state.user_query or ""
rag_context = state.rag_context or ""
if not rag_context:
return 0.0
# 方式1: 向量相似度(从 rag_docs 中获取)
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embedding_score = _get_embedding_similarity(state)
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info(f"[RAG Confidence] 向量相似度={embedding_score:.3f}")
# 方式2: 重排序分数(从 rag_docs 中获取)
rerank_score = _get_rerank_score(state)
info(f"[RAG Confidence] 重排分数={rerank_score:.3f}")
# 方式3: 小模型判断
llm_score = await _get_llm_score(state)
info(f"[RAG Confidence] LLM评估={llm_score:.3f}")
# 综合得分(加权平均)
# 向量相似度权重 0.3,重排权重 0.3LLM 权重 0.4
final_score = embedding_score * 0.3 + rerank_score * 0.3 + llm_score * 0.4
info(f"[RAG Confidence] 综合置信度={final_score:.3f} (embedding={embedding_score:.3f}*0.3 + rerank={rerank_score:.3f}*0.3 + llm={llm_score:.3f}*0.4)")
return final_score
def _get_embedding_similarity(state: MainGraphState) -> float:
"""从 rag_docs 中获取向量相似度分数(不再从 debug_info 获取)"""
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# 降级:从 rag_docs 中获取
rag_docs = getattr(state, "rag_docs", [])
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scores = []
for doc in rag_docs:
if isinstance(doc, dict):
score = doc.get("score", 0.0)
elif hasattr(doc, "metadata"):
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score = doc.metadata.get("embedding_score", doc.metadata.get("score", 0.0))
else:
continue
if score > 1.0:
score = min(score / 10.0, 1.0)
scores.append(score)
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return max(scores) if scores else 0.0
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def _get_rerank_score(state: MainGraphState) -> float:
"""从 rag_docs 中获取重排序分数(不再从 debug_info 获取)"""
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# 降级:从 rag_docs 中获取
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rag_docs = getattr(state, "rag_docs", [])
scores = []
for doc in rag_docs:
if isinstance(doc, dict):
score = doc.get("rerank_score", 0.0)
elif hasattr(doc, "metadata"):
score = doc.metadata.get("rerank_score", 0.0)
else:
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continue
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if score > 0:
scores.append(score)
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return max(scores) if scores else 0.0
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async def _get_llm_score(state: MainGraphState) -> float:
"""使用小模型评估检索结果相关性"""
query = state.user_query or ""
rag_context = state.rag_context or ""
try:
llm = get_small_llm_service()
prompt = f"""评估以下检索结果与用户问题的相关性,返回 0.0-1.0 的分数:
- 1.0 = 完全相关能直接回答问题
- 0.5 = 部分相关有一定参考价值
- 0.0 = 完全不相关无法回答问题
用户问题{query}
检索结果{rag_context[:1500]}
只返回一个数字"""
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response = await llm.ainvoke(prompt)
content = response.content.strip()
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import re
match = re.search(r'(\d+\.?\d*)', content)
if match:
score = float(match.group(1))
return max(0.0, min(1.0, score))
except Exception as e:
info(f"[RAG Confidence] LLM评估失败: {e}")
return 0.5 # 默认中等置信度
# ========== 置信度判断节点 ==========
def check_rag_confidence(state: MainGraphState) -> str:
"""
根据 RAG 置信度判断下一步
Returns:
"high_confidence" - 高置信度(>=0.6)可直接生成回答
"low_confidence" - 低置信度(<0.6)需要联网搜索
"no_rag" - 无检索结果需要联网搜索
"""
rag_attempts = getattr(state, 'rag_attempts', 0)
rag_confidence = getattr(state, 'rag_confidence', 0.0)
info(f"[Confidence Check] rag_attempts={rag_attempts}, rag_confidence={rag_confidence:.2f}")
# 情况1: 没有检索结果
if not getattr(state, 'rag_retrieved', False) or not state.rag_context:
info("[Confidence Check] 无检索结果,走联网")
return "no_rag"
# 情况2: 置信度低于阈值
if rag_confidence < RAG_CONFIDENCE_THRESHOLD:
if rag_attempts >= 2:
info(f"[Confidence Check] 置信度={rag_confidence:.2f}<{RAG_CONFIDENCE_THRESHOLD}且RAG尝试{rag_attempts}次,走联网")
return "low_confidence"
else:
info(f"[Confidence Check] 置信度={rag_confidence:.2f}<{RAG_CONFIDENCE_THRESHOLD}可再尝试RAG一次")
return "retry_rag"
# 情况3: 高置信度
info(f"[Confidence Check] 高置信度={rag_confidence:.2f}>={RAG_CONFIDENCE_THRESHOLD},直接生成回答")
return "high_confidence"
# ========== 导出 ==========
__all__ = [
"rag_retrieve_node",
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"check_rag_confidence",
"RAG_CONFIDENCE_THRESHOLD",
]